SEC Form 4/A · accession 0001449374-18-000002
CAS MEDICAL SYSTEMS INC · CASM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas M Patton
Officer — President & CEO · Director
Period of report
Dec 21, 2017
Accepted (ET)
Jan 2, 2018 · 10:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Dec 21, 2017 | A | 40,000 | $0.00 | A | 955,889 | D | |
| Common Stock | holding | — | — | — | 32,500 | I | Relative's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $0.67 | Dec 21, 2017 | A | 60,000 | A | — | Dec 21, 2027 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Restricted stock grant vesting in four equal annual installments on 12/21/18, 12/21/19, 12/21/20 and 12/21/21.
- F2Stock option vesting in four equal annual installments on 12/21/18, 12/21/19, 12/21/20 and 12/21/21.
- F3Corrects grant amount from previous filing.