SEC Form 4 · accession 0001449374-17-000021
CAS MEDICAL SYSTEMS INC · CASM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Thomas
Director · 10% Owner
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 11:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 9, 2017 | A | 12,500 | $0.00 | A | 33,454 | D | |
| Common Stock | holding | — | — | — | 1,591,037 | I | By Thomas McNerney & Partners II, L.P. | |
| Common Stock | holding | — | — | — | 8,025 | I | By TMP Nominee II, LLC | |
| Common Stock | holding | — | — | — | 5,938 | I | By TMP Associates II, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant vesting in two equal installments on 1/9/18 and 1/9/19.
- F2Shares are held by the Reporting Person for the benefit of Thomas McNerney & Partners II, L.P.