SEC Form 4 · accession 0001209191-18-027154
CAS MEDICAL SYSTEMS INC · CASM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Acuta Capital Fund, LP
10% Owner
Period of report
Jan 4, 2018
Accepted (ET)
May 1, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 27, 2017 | P | 4,830 | $0.7196 | A | 3,433,513 | D | |
| Common StockF2 | Dec 28, 2017 | P | 1,380 | $0.6996 | A | 3,434,893 | D | |
| Common StockF3 | Dec 29, 2017 | P | 8,896 | $0.739 | A | 3,443,789 | D | |
| Common StockF4 | Jan 4, 2018 | P | 5,440 | $0.857 | A | 3,449,229 | D | |
| Common Stock | Jan 17, 2018 | P | 100 | $1.05 | A | 3,449,329 | D | |
| Common Stock | Feb 2, 2018 | P | 1,000 | $1.19 | A | 3,450,329 | D | |
| Common StockF5 | Feb 6, 2018 | P | 2,811 | $1.1718 | A | 3,453,140 | D | |
| Common StockF6 | Feb 9, 2018 | P | 4,964 | $1.154 | A | 3,458,104 | D | |
| Common StockF7 | Feb 12, 2018 | P | 884 | $1.1462 | A | 3,458,988 | D | |
| Common StockF8 | Feb 13, 2018 | P | 975 | $1.183 | A | 3,459,963 | D | |
| Common StockF9 | Feb 16, 2018 | P | 832 | $1.1692 | A | 3,460,795 | D | |
| Common StockF10 | Feb 20, 2018 | P | 2,290 | $1.1128 | A | 3,463,085 | D | |
| Common Stock | Feb 21, 2018 | P | 300 | $1.10 | A | 3,463,385 | D | |
| Common Stock | Feb 23, 2018 | P | 333 | $1.13 | A | 3,463,718 | D | |
| Common StockF11 | Feb 28, 2018 | P | 2,720 | $1.1498 | A | 3,466,438 | D | |
| Common StockF12 | Mar 1, 2018 | P | 1,814 | $1.0746 | A | 3,468,252 | D | |
| Common Stock | Mar 2, 2018 | P | 680 | $1.08 | A | 3,468,932 | D | |
| Common StockF13 | Mar 8, 2018 | P | 400 | $1.0975 | A | 3,469,332 | D | |
| Common StockF14 | Mar 9, 2018 | P | 1,180 | $1.0723 | A | 3,470,512 | D | |
| Common StockF15 | Mar 15, 2018 | P | 9,370 | $1.1583 | A | 3,479,882 | D | |
| Common StockF16 | Mar 16, 2018 | P | 2,176 | $1.25 | A | 3,482,058 | D | |
| Common StockF17 | Mar 19, 2018 | P | 1,088 | $1.2513 | A | 3,483,146 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple transactions at prices ranging from $0.71 to $0.7298 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F10The shares were purchased in multiple transactions at prices ranging from $1.10 to $1.16 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F11The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.15 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F12The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.08 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F13The shares were purchased in multiple transactions at prices ranging from $1.09 to $1.12 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F14The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.10 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F15The shares were purchased in multiple transactions at prices ranging from $1.05 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F16The shares were purchased in multiple transactions at prices ranging from $1.22 to $1.26 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F17The shares were purchased in multiple transactions at prices ranging from $1.22 to $1.28 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares were purchased in multiple transactions at prices ranging from $0.6899 to $0.7049 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were purchased in multiple transactions at prices ranging from $0.70 to $0.77 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were purchased in multiple transactions at prices ranging from $0.85 to $0.86 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The shares were purchased in multiple transactions at prices ranging from $1.13 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The shares were purchased in multiple transactions at prices ranging from $1.12 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8The shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F9The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.17 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Remarks
Due to limitations of the electronic filing system, this Form 4 is being filed in multiple parts. This is part 4 of 4.