SEC Form 4 · accession 0001209191-18-027152
CAS MEDICAL SYSTEMS INC · CASM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Acuta Capital Fund, LP
10% Owner
Period of report
Jan 4, 2018
Accepted (ET)
May 1, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2017 | P | 1,340 | $1.4445 | A | 2,903,117 | D | |
| Common StockF2 | Mar 9, 2017 | P | 7,490 | $1.484 | A | 2,910,607 | D | |
| Common StockF3 | Mar 10, 2017 | P | 895 | $1.5008 | A | 2,911,502 | D | |
| Common StockF4 | Mar 13, 2017 | P | 3,292 | $1.4664 | A | 2,914,764 | D | |
| Common StockF5 | Mar 15, 2017 | P | 1,632 | $1.5232 | A | 2,916,426 | D | |
| Common StockF6 | Mar 16, 2017 | P | 2,010 | $1.4866 | A | 2,918,436 | D | |
| Common StockF7 | Mar 17, 2017 | P | 16,853 | $1.4969 | A | 2,935,289 | D | |
| Common StockF8 | Jun 20, 2017 | P | 37,520 | $1.0076 | A | 2,972,809 | D | |
| Common StockF9 | Jun 21, 2017 | P | 41,540 | $1.042 | A | 3,014,349 | D | |
| Common StockF10 | Jun 22, 2017 | P | 25,551 | $1.0944 | A | 3,039,900 | D | |
| Common StockF11 | Jun 23, 2017 | P | 21,142 | $1.1397 | A | 3,061,042 | D | |
| Common StockF12 | Jun 26, 2017 | P | 28,476 | $1.1389 | A | 3,089,518 | D | |
| Common StockF13 | Jun 27, 2017 | P | 7,595 | $1.1731 | A | 3,097,113 | D | |
| Common StockF14 | Jun 28, 2017 | P | 17,643 | $1.178 | A | 3,114,756 | D | |
| Common StockF15 | Jun 29, 2017 | P | 25,519 | $1.177 | A | 3,140,275 | D | |
| Common StockF16 | Jun 30, 2017 | P | 21,250 | $1.1486 | A | 3,161,525 | D | |
| Common StockF17 | Jul 3, 2017 | P | 1,335 | $1.1667 | A | 3,162,860 | D | |
| Common Stock | Jul 5, 2017 | P | 111 | $1.18 | A | 3,162,971 | D | |
| Common StockF18 | Jul 6, 2017 | P | 7,916 | $1.1697 | A | 3,170,887 | D | |
| Common StockF19 | Jul 7, 2017 | P | 4,216 | $1.1796 | A | 3,175,103 | D | |
| Common StockF20 | Jul 10, 2017 | P | 3,160 | $1.195 | A | 3,178,263 | D | |
| Common StockF21 | Jul 11, 2017 | P | 10,270 | $1.1967 | A | 3,188,533 | D | |
| Common StockF22 | Jul 12, 2017 | P | 6,320 | $1.191 | A | 3,194,853 | D | |
| Common StockF23 | Jul 13, 2017 | P | 3,485 | $1.156 | A | 3,198,338 | D | |
| Common StockF24 | Jul 14, 2017 | P | 8,690 | $1.1899 | A | 3,207,028 | D | |
| Common StockF25 | Jul 17, 2017 | P | 5,530 | $1.1814 | A | 3,212,558 | D | |
| Common StockF26 | Jul 18, 2017 | P | 5,685 | $1.1619 | A | 3,218,243 | D | |
| Common StockF27 | Jul 19, 2017 | P | 7,900 | $1.1641 | A | 3,226,143 | D | |
| Common StockF28 | Jul 21, 2017 | P | 3,625 | $1.1631 | A | 3,229,768 | D | |
| Common StockF29 | Jul 24, 2017 | P | 8,690 | $1.1695 | A | 3,238,458 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple transactions at prices ranging from $1.44 to $1.45 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F10The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.13 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F11The shares were purchased in multiple transactions at prices ranging from $1.11 to $1.17 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F12The shares were purchased in multiple transactions at prices ranging from $1.11 to $1.15 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F13The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.195 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F14The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F15The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F16The shares were purchased in multiple transactions at prices ranging from $1.13 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F17The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F18The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F19The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The shares were purchased in multiple transactions at prices ranging from $1.45 to $1.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F20The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F21The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.22 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F22The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F23The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F24The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F25The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.19 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F26The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F27The shares were purchased in multiple transactions at prices ranging from $1.15 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F28The shares were purchased in multiple transactions at prices ranging from $1.15 to $1.17 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F29The shares were purchased in multiple transactions at prices ranging from $1.15 to $1.19 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were purchased in multiple transactions at prices ranging from $1.50 to $1.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were purchased in multiple transactions at prices ranging from $1.45 to $1.49 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The shares were purchased in multiple transactions at prices ranging from $1.51 to $1.54 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The shares were purchased in multiple transactions at prices ranging from $1.48 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The shares were purchased in multiple transactions at prices ranging from $1.46 to $1.53 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8The shares were purchased in multiple transactions at prices ranging from $0.992 to $1.06 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F9The shares were purchased in multiple transactions at prices ranging from $1.02 to $1.06 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Remarks
Due to limitations of the electronic filing system, this Form 4 is being filed in multiple parts. This is part 2 of 4.