SEC Form 4 · accession 0001209191-18-027151

CAS MEDICAL SYSTEMS INC · CASM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Acuta Capital Fund, LP

10% Owner

Period of report

Jan 4, 2018

Accepted (ET)

May 1, 2018 · 5:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000764579

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jan 4, 2017	P	858	$1.595	A	2,751,407	D
Common Stock^F2	Jan 5, 2017	P	411	$1.6081	A	2,751,818	D
Common Stock^F3	Jan 6, 2017	P	4,068	$1.6151	A	2,755,886	D
Common Stock^F4	Jan 9, 2017	P	3,366	$1.6322	A	2,759,252	D
Common Stock^F5	Jan 10, 2017	P	3,360	$1.6149	A	2,762,612	D
Common Stock^F6	Jan 11, 2017	P	8,118	$1.6528	A	2,770,730	D
Common Stock^F7	Jan 13, 2017	P	3,170	$1.715	A	2,773,900	D
Common Stock^F8	Jan 17, 2017	P	1,015	$1.7186	A	2,774,915	D
Common Stock^F9	Jan 18, 2017	P	10,829	$1.6864	A	2,785,744	D
Common Stock^F10	Jan 19, 2017	P	38,940	$1.5998	A	2,824,684	D
Common Stock^F11	Jan 20, 2017	P	5,676	$1.5473	A	2,830,360	D
Common Stock^F12	Jan 27, 2017	P	2,640	$1.5124	A	2,833,000	D
Common Stock^F13	Jan 30, 2017	P	2,706	$1.5146	A	2,835,706	D
Common Stock^F14	Jan 31, 2017	P	1,452	$1.5241	A	2,837,158	D
Common Stock^F15	Feb 2, 2017	P	1,876	$1.5507	A	2,839,034	D
Common Stock^F16	Feb 3, 2017	P	15,798	$1.5311	A	2,854,832	D
Common Stock	Feb 6, 2017	P	670	$1.53	A	2,855,502	D
Common Stock^F17	Feb 7, 2017	P	2,010	$1.5127	A	2,857,512	D
Common Stock^F18	Feb 8, 2017	P	895	$1.525	A	2,858,407	D
Common Stock^F19	Feb 10, 2017	P	1,675	$1.4995	A	2,860,082	D
Common Stock	Feb 13, 2017	P	670	$1.50	A	2,860,752	D
Common Stock^F20	Feb 15, 2017	P	1,340	$1.5095	A	2,862,092	D
Common Stock^F21	Feb 21, 2017	P	670	$1.495	A	2,862,762	D
Common Stock^F22	Feb 22, 2017	P	4,020	$1.4933	A	2,866,782	D
Common Stock^F23	Feb 23, 2017	P	2,680	$1.465	A	2,869,462	D
Common Stock	Feb 24, 2017	P	1,340	$1.49	A	2,870,802	D
Common Stock^F24	Feb 27, 2017	P	2,010	$1.4958	A	2,872,812	D
Common Stock^F25	Feb 28, 2017	P	1,639	$1.4891	A	2,874,451	D
Common Stock	Mar 1, 2017	P	23,306	$1.48	A	2,897,757	D
Common Stock^F26	Mar 7, 2017	P	4,020	$1.4478	A	2,901,777	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The shares were purchased in multiple transactions at prices ranging from $1.58 to $1.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F10The shares were purchased in multiple transactions at prices ranging from $1.59 to $1.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F11The shares were purchased in multiple transactions at prices ranging from $1.54 to $1.57 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F12The shares were purchased in multiple transactions at prices ranging from $1.49 to $1.54 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F13The shares were purchased in multiple transactions at prices ranging from $1.51 to $1.52 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F14The shares were purchased in multiple transactions at prices ranging from $1.49 to $1.54 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F15The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F16The shares were purchased in multiple transactions at prices ranging from $1.51 to $1.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F17The shares were purchased in multiple transactions at prices ranging from $1.50 to $1.52 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F18The shares were purchased in multiple transactions at prices ranging from $1.52 to $1.54 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F19The shares were purchased in multiple transactions at prices ranging from $1.49 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2The shares were purchased in multiple transactions at prices ranging from $1.60 to $1.63 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F20The shares were purchased in multiple transactions at prices ranging from $1.50 to $1.52 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F21The shares were purchased in multiple transactions at prices ranging from $1.49 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F22The shares were purchased in multiple transactions at prices ranging from $1.48 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F23The shares were purchased in multiple transactions at prices ranging from $1.46 to $1.48 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F24The shares were purchased in multiple transactions at prices ranging from $1.48 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F25The shares were purchased in multiple transactions at prices ranging from $1.48 to $1.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F26The shares were purchased in multiple transactions at prices ranging from $1.44 to $1.45 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3The shares were purchased in multiple transactions at prices ranging from $1.605 to $1.63 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4The shares were purchased in multiple transactions at prices ranging from $1.63 to $1.64 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5The shares were purchased in multiple transactions at prices ranging from $1.60 to $1.62 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6The shares were purchased in multiple transactions at prices ranging from $1.63 to $1.68 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7The shares were purchased in multiple transactions at prices ranging from $1.69 to $1.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8The shares were purchased in multiple transactions at prices ranging from $1.70 to $1.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9The shares were purchased in multiple transactions at prices ranging from $1.65 to $1.73 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Remarks

Due to limitations of the electronic filing system, this Form 4 is being filed in multiple parts. This is part 1 of 4.