SEC Form 4 · accession 0001567619-18-000949
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Petelle
Officer — Vice President
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units) | Aug 13, 2018 | A | 896 | $0.00 | A | 9,304 | D | |
| Common Stock | holding | — | — | — | 14,898 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $41.85 | Aug 13, 2018 | A | 2,633 | A | — | Aug 13, 2028 | Common Stock | 2,633 | 2,633 | D |
| Common Stock (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 2,877 | 1,438 | D |
| Stock Option (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 1,914 | 1,914 | D |
| Incentive Stock Option (Right to Buy)F1 | $17.22 | holding | — | — | — | — | Aug 12, 2023 | Common Stock | 2,744 | 1,000 | D |
| Stock Option (Right to Buy)F1 | $29.69 | holding | — | — | — | — | Feb 13, 2028 | Common Stock | 3,585 | 3,585 | D |
| Stock Option (Right to Buy)F1 | $26.75 | holding | — | — | — | — | Aug 7, 2027 | Common Stock | 4,024 | 4,024 | D |
| Stock Option (Right to Buy)F1 | $37.06 | holding | — | — | — | — | Feb 7, 2027 | Common Stock | 2,745 | 2,745 | D |
| Stock Option (Right to Buy)F1 | $34.49 | holding | — | — | — | — | Aug 11, 2026 | Common Stock | 3,241 | 3,241 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning one year from grant date