SEC Form 4 · accession 0001567619-18-000543

INSTEEL INDUSTRIES INC · IIIN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Aug 9, 2018

Accepted (ET)

Aug 13, 2018 · 2:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000764401

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 9, 2018	M	4,322	$34.49	A	501,835	D
Common Stock	Aug 9, 2018	M	2,194	$20.50	A	504,029	D
Common Stock	Aug 9, 2018	M	1,899	$21.96	A	505,928	D
Common Stock	Aug 9, 2018	M	7,657	$18.05	A	513,585	D
Common Stock	Aug 9, 2018	M	5,753	$23.95	A	519,338	D
Common Stock	Aug 9, 2018	F	14,894	$42.86	D	504,444	D
Common Stock	holding	—	—		—	113,328	I	Co-trustee of Trusts created by Estate of Howard O. Woltz, Jr.
Common Stock	holding	—	—		—	54,798	I	Trustee of trusts for the benefit of children of H. O. Woltz III
Common Stock (Restricted Stock Units)	holding	—	—		—	33,628	D
Common Stock	holding	—	—		—	61,222	I	co-trustee of Woltz Foundation

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$34.49	Aug 9, 2018	M	4,322	D	—	Aug 11, 2026	Common Stock	4,322	8,643	D
Common Stock (Right to Buy)^F1	$20.50	Aug 9, 2018	M	2,194	D	—	Aug 12, 2024	Common Stock	2,194	4,878	D
Stock Option (Right to Buy)^F1	$21.96	Aug 9, 2018	M	1,899	D	—	Feb 17, 2025	Common Stock	1,899	4,553	D
Stock Option (Right to Buy)^F1	$18.05	Aug 9, 2018	M	7,657	D	—	Aug 17, 2025	Common Stock	7,657	7,657	D
Stock Option (Right to Buy)^F1	$23.95	Aug 9, 2018	M	5,753	D	—	Feb 11, 2026	Common Stock	5,753	5,754	D
Stock Option (Right to Buy)^F1	$29.69	holding	—	—	—	—	Feb 13, 2028	Common Stock	14,340	14,340	D
Common Stock (Right to Buy)^F1	$37.06	holding	—	—	—	—	Feb 7, 2027	Common Stock	10,981	10,981	D
Stock Option (Right to Buy)^F1	$26.75	holding	—	—	—	—	Aug 7, 2027	Common Stock	16,094	16,094	D