SEC Form 4 · accession 0001567619-18-000347
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot R Jafroodi
Officer — Chief Accounting Officer
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2018 | M | 5,670 | $10.72 | A | 29,438 | D | |
| Common Stock | Aug 8, 2018 | S | 5,670 | $42.966 | D | 23,768 | D | |
| Common Stock (Restricted Stock Units) | holding | — | — | — | 6,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F1 | $10.72 | Aug 8, 2018 | M | 5,670 | D | — | Aug 8, 2021 | Common Stock | 5,670 | 0 | D |
| Stock Option (Right to Buy)F1 | $29.69 | holding | — | — | — | — | Feb 13, 2028 | Common Stock | 2,629 | 2,629 | D |
| Stock Option (Right to Buy)F1 | $26.75 | holding | — | — | — | — | Aug 7, 2027 | Common Stock | 2,951 | 2,951 | D |
| Stock Option (Right to Buy)F1 | $37.06 | holding | — | — | — | — | Feb 7, 2027 | Common Stock | 2,013 | 2,013 | D |
| Stock Option (Right to Buy)F1 | $34.49 | holding | — | — | — | — | Aug 11, 2026 | Common Stock | 2,377 | 2,377 | D |
| Stock Option (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 3,165 | 3,165 | D |
| Stock Optin (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 4,211 | 4,211 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 3,548 | 3,548 | D |
| Stock Option (Right to Buy)F1 | $20.50 | holding | — | — | — | — | Aug 12, 2024 | Common Stock | 3,890 | 3,890 | D |
| Stock Option (Right to Buy)F1 | $19.08 | holding | — | — | — | — | Feb 12, 2024 | Common Stock | 3,968 | 3,968 | D |
| Stock Option (Right to Buy)F1 | $17.22 | holding | — | — | — | — | Aug 12, 2023 | Common Stock | 3,957 | 3,957 | D |
| Stock Option (Right to Buy)F1 | $16.45 | holding | — | — | — | — | Feb 12, 2023 | Common Stock | 3,835 | 3,835 | D |
| Stock Option (Right to Buy)F1 | $10.23 | holding | — | — | — | — | Aug 21, 2022 | Common Stock | 6,044 | 6,044 | D |
| Stock Option (Right to Buy)F1 | $13.06 | holding | — | — | — | — | Feb 21, 2022 | Common Stock | 4,538 | 4,538 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning 1 year from grant date.