SEC Form 4 · accession 0001140361-18-008090
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H O Woltz III
Officer — Chairman, President and CEO · Director
Period of report
Nov 21, 2017
Accepted (ET)
Feb 14, 2018 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | G | 2,346 | $0.00 | D | 492,567 | D | |
| Common Stock | Dec 12, 2017 | G | 7,147 | $0.00 | D | 485,420 | D | |
| Common Stock | Dec 12, 2017 | G | 5,624 | $0.00 | D | 113,328 | I | Co-trustee of Trusts created by Estate of Howard O. Woltz, Jr. |
| Common Stock | Dec 12, 2017 | G | 5,662 | $0.00 | A | 54,798 | I | Trustee of trusts for the benefit of children of H. O. Woltz III |
| Common Stock (Restricted Stock Units) | Feb 13, 2018 | A | 5,052 | $0.00 | A | 40,459 | D | |
| Common Stock | holding | — | — | — | 61,222 | I | co-trustee of Woltz Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $29.69 | Feb 13, 2018 | A | 14,340 | A | — | Feb 13, 2028 | Common Stock | 14,340 | 14,340 | D |
| Stock Option (Right to Buy)F1 | $26.75 | holding | — | — | — | — | Aug 7, 2027 | Common Stock | 16,094 | 16,094 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 6,451 | 6,452 | D |
| Stock Option (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 7,657 | 15,314 | D |
| Stock Option (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 5,754 | 11,507 | D |
| Common Stock (Right to Buy)F1 | $37.06 | holding | — | — | — | — | Feb 7, 2027 | Common Stock | 10,981 | 10,981 | D |
| Common Stock (Right to Buy)F1 | $20.05 | holding | — | — | — | — | Aug 12, 2024 | Common Stock | 7,072 | 7,072 | D |
| Stock Option (Right to Buy)F1 | $34.49 | holding | — | — | — | — | Aug 11, 2026 | Common Stock | 12,965 | 12,965 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning one year from grant date.