SEC Form 4 · accession 0001140361-18-008027
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Wagner
Officer — Vice President
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units) | Feb 13, 2018 | A | 2,316 | $0.00 | A | 18,545 | D | |
| Common Stock | holding | — | — | — | 27,328 | D | ||
| Common Stock | holding | — | — | — | 1,700 | I | Held in 401(K) Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $29.69 | Feb 13, 2018 | A | 6,573 | A | — | Feb 23, 2028 | Common Stock | 6,573 | 6,573 | D |
| Stock Option (Right to Buy)F1 | $26.75 | holding | — | — | — | — | Aug 7, 2027 | Common Stock | 7,377 | 7,377 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 2,957 | 2,957 | D |
| Stock Option (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 2,637 | 5,274 | D |
| Stock Option (Right to Buy)F1 | $37.06 | holding | — | — | — | — | Feb 7, 2027 | Common Stock | 5,033 | 5,033 | D |
| Stock Option (Right to Buy)F1 | $20.50 | holding | — | — | — | — | Aug 12, 2024 | Common Stock | 3,241 | 3,241 | D |
| Stock Option (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 3,510 | 7,018 | D |
| Stock Option (Right to Buy)F1 | $34.49 | holding | — | — | — | — | Aug 11, 2026 | Common Stock | 5,942 | 5,942 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning one year from grant date.