SEC Form 4 · accession 0001140361-16-087029

INSTEEL INDUSTRIES INC · IIIN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Nov 16, 2016

Accepted (ET)

Nov 17, 2016 · 8:15 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000764401

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 16, 2016	M	883	$20.27	A	475,427	D
Common Stock	Nov 16, 2016	M	7,194	$17.22	A	482,621	D
Common Stock	Nov 16, 2016	M	7,072	$20.50	A	489,693	D
Common Stock	Nov 16, 2016	F	10,914	$34.25	D	478,779	D
Common Stock	holding	—	—		—	48,294	I	Trustee of trusts for the benefit of children of H. O. Woltz III
Common Stock	holding	—	—		—	118,952	I	Co-trustee of Trusts created by Estate of Howard O. Woltz, Jr.
Common Stock	holding	—	—		—	61,222	I	co-trustee of Woltz Foundation
Common Stock (Restricted Stock Units)	holding	—	—		—	40,932	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$20.27	Nov 16, 2016	M	883	D	—	Aug 13, 2017	Common Stock	883	0	D
Common Stock (Right to Buy)^F1	$20.50	Nov 16, 2016	M	7,072	D	—	Aug 12, 2024	Common Stock	7,072	7,072	D
Stock Option (Right to Buy)^F1	$17.22	Nov 16, 2016	M	7,194	D	—	Aug 12, 2023	Common Stock	7,194	0	D
Stock Option (Right to Buy)^F1	$34.49	holding	—	—	—	—	Aug 11, 2026	Common Stock	12,965	12,965	D
Stock Option (Right to Buy)^F1	$21.96	holding	—	—	—	—	Feb 17, 2025	Common Stock	6,452	12,903	D
Common Stock (Right to Buy)^F1	$19.08	holding	—	—	—	—	Feb 12, 2024	Common Stock	14,430	7,215	D
Stock Option (Right to Buy)^F1	$23.95	holding	—	—	—	—	Feb 11, 2026	Common Stock	17,261	17,261	D
Stock Option (Right to Buy)^F1	$18.05	holding	—	—	—	—	Aug 17, 2025	Common Stock	22,971	22,971	D