SEC Form 4 · accession 0001140361-16-077215
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Wagner
Officer — Vice President
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 8:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2016 | M | 543 | $17.22 | A | 83,543 | D | |
| Common Stock | Aug 17, 2016 | M | 3,241 | $20.50 | A | 86,784 | D | |
| Common Stock | Aug 17, 2016 | M | 3,510 | $18.05 | A | 90,294 | D | |
| Common Stock | Aug 17, 2016 | F | 5,628 | $33.87 | D | 84,666 | D | |
| Common Stock | Aug 18, 2016 | M | 2,754 | $17.22 | A | 87,420 | D | |
| Common Stock | Aug 18, 2016 | S | 4,420 | $33.864 | D | 83,000 | D | |
| Common Stock (Restricted Stock Units) | holding | — | — | — | 18,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Optioon (Right to Buy)F1 | $17.22 | Aug 17, 2016 | M | 3,297 | D | — | Aug 12, 2023 | Common Stock | 3,297 | 0 | D |
| Stock Option (Right to Buy)F1 | $20.50 | Aug 17, 2016 | M | 3,241 | D | — | Aug 12, 2024 | Common Stock | 3,241 | 3,241 | D |
| Stock Option (Right to Buy)F1 | $18.05 | Aug 17, 2016 | M | 3,510 | D | — | Aug 17, 2025 | Common Stock | 3,510 | 7,018 | D |
| Stock Option (Right to Buy)F1 | $34.49 | holding | — | — | — | — | Aug 11, 2026 | Common Stock | 5,942 | 5,942 | D |
| Stock Option (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 7,911 | 7,911 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 2,957 | 5,914 | D |
| Stock Option (Right to Buy)F1 | $19.08 | holding | — | — | — | — | Feb 12, 2024 | Common Stock | 6,614 | 3,307 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning one year from grant date.