SEC Form 4 · accession 0001140361-16-076306
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Wagner
Officer — Vice President
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units) | Aug 11, 2016 | A | 1,993 | $0.00 | A | 22,753 | D | |
| Common Stock | Aug 12, 2016 | F | 1,814 | $34.29 | D | 85,178 | D | |
| Common Stock (Restricted Stock Units) | holding | — | — | — | 18,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $34.49 | Aug 11, 2016 | A | 5,942 | A | — | Aug 11, 2026 | Common Stock | 5,942 | 5,942 | D |
| Stock Option (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 7,911 | 7,911 | D |
| Stock Option (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 10,528 | 10,528 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 2,957 | 5,914 | D |
| Stock Option (Right to Buy)F1 | $20.50 | holding | — | — | — | — | Aug 12, 2024 | Common Stock | 3,242 | 6,482 | D |
| Stock Option (Right to Buy)F1 | $19.08 | holding | — | — | — | — | Feb 12, 2024 | Common Stock | 6,614 | 3,307 | D |
| Stock Optioon (Right to Buy)F1 | $17.22 | holding | — | — | — | — | Aug 12, 2023 | Common Stock | 6,595 | 3,297 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning one year from grant date.