SEC Form 4 · accession 0001140361-16-073799
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot R Jafroodi
Officer — Chief Accounting Officer
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2016 | M | 5,952 | $9.39 | A | 26,034 | D | |
| Common Stock | Jul 27, 2016 | M | 4,393 | $11.60 | A | 30,427 | D | |
| Common Stock | Jul 28, 2016 | S | 10,045 | $34.6945 | D | 20,382 | D | |
| Common Stock | Jul 29, 2016 | S | 300 | $34.6945 | D | 20,082 | D | |
| Common Stock (Restricted Stock Units) | holding | — | — | — | 8,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) (Common Stock)F1 | $9.39 | Jul 27, 2016 | M | 5,952 | D | — | Feb 9, 2020 | Common Stock | 5,952 | 0 | D |
| Incentive Stock Option (Right to Buy)F1 | $11.60 | Jul 27, 2016 | M | 4,393 | D | — | Aug 10, 2019 | Common Stock | 4,393 | 0 | D |
| Stock Option (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 3,165 | 3,165 | D |
| Stock Optin (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 4,211 | 4,211 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 3,548 | 3,548 | D |
| Stock Option (Right to Buy)F1 | $20.50 | holding | — | — | — | — | Aug 12, 2024 | Common Stock | 3,890 | 3,890 | D |
| Stock Option (Right to Buy)F1 | $19.08 | holding | — | — | — | — | Feb 12, 2024 | Common Stock | 3,968 | 3,968 | D |
| Stock Option (Right to Buy)F1 | $17.22 | holding | — | — | — | — | Aug 12, 2023 | Common Stock | 3,957 | 3,957 | D |
| Stock Option (Right to Buy)F1 | $16.45 | holding | — | — | — | — | Feb 12, 2023 | Common Stock | 3,835 | 3,835 | D |
| Stock Option (Right to Buy)F1 | $10.23 | holding | — | — | — | — | Aug 21, 2022 | Common Stock | 6,044 | 6,044 | D |
| Stock Option (Right to Buy)F1 | $13.06 | holding | — | — | — | — | Feb 21, 2022 | Common Stock | 4,538 | 4,538 | D |
| Incentive Stock Option (Right to Buy)F1 | $10.72 | holding | — | — | — | — | Aug 8, 2021 | Common Stock | 5,670 | 5,670 | D |
| Incentive Stock Option (Right to Buy)F1 | $12.43 | holding | — | — | — | — | Feb 8, 2021 | Common Stock | 4,693 | 4,693 | D |
| Incentive Stock Option (Right to Buy)F1 | $9.16 | holding | — | — | — | — | Aug 9, 2020 | Common Stock | 6,180 | 6,180 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning 1 year from grant date.