SEC Form 4 · accession 0001140361-16-063171
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Wagner
Officer — Vice President
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 9:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | M | 2,841 | $20.26 | A | 86,609 | D | |
| Common Stock | May 2, 2016 | M | 6,598 | $17.11 | A | 93,207 | D | |
| Common Stock | May 2, 2016 | M | 5,444 | $20.27 | A | 98,651 | D | |
| Common Stock | May 2, 2016 | M | 7,314 | $16.69 | A | 105,965 | D | |
| Common Stock | May 2, 2016 | M | 3,911 | $12.43 | A | 109,876 | D | |
| Common Stock | May 2, 2016 | M | 9,450 | $10.72 | A | 119,326 | D | |
| Common Stock | May 2, 2016 | M | 11,345 | $13.06 | A | 130,671 | D | |
| Common Stock | May 2, 2016 | M | 15,110 | $10.23 | A | 145,781 | D | |
| Common Stock | May 2, 2016 | M | 9,589 | $16.45 | A | 155,370 | D | |
| Common Stock | May 2, 2016 | M | 6,595 | $17.22 | A | 161,965 | D | |
| Common Stock | May 2, 2016 | M | 6,614 | $19.08 | A | 168,579 | D | |
| Common Stock | May 2, 2016 | M | 3,242 | $20.50 | A | 171,821 | D | |
| Common Stock | May 2, 2016 | M | 2,957 | $21.96 | A | 174,778 | D | |
| Common Stock | May 2, 2016 | F | 39,654 | $29.29 | D | 135,124 | D | |
| Common Stock | May 3, 2016 | S | 20,680 | $28.41 | D | 114,444 | D | |
| Common Stock (Restricted Stock Units) | holding | — | — | — | 20,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $21.96 | May 2, 2016 | M | 2,957 | D | — | Feb 17, 2025 | Common Stock | 2,957 | 5,914 | D |
| Stock Option (Right to Buy)F1 | $20.50 | May 2, 2016 | M | 3,242 | D | — | Aug 12, 2024 | Common Stock | 3,242 | 6,482 | D |
| Stock Option (Right to Buy)F1 | $19.08 | May 2, 2016 | M | 6,614 | D | — | Feb 12, 2024 | Common Stock | 6,614 | 3,307 | D |
| Stock Optioon (Right to Buy)F1 | $17.22 | May 2, 2016 | M | 6,595 | D | — | Aug 12, 2023 | Common Stock | 6,595 | 3,297 | D |
| Stock Option (Right to Buy)F1 | $16.45 | May 2, 2016 | M | 9,589 | D | — | Feb 12, 2023 | Common Stock | 9,589 | 0 | D |
| Stock Option (Right to Buy)F1 | $10.23 | May 2, 2016 | M | 15,110 | D | — | Aug 21, 2022 | Common Stock | 15,110 | 0 | D |
| Stock Option (Right to Buy)F1 | $13.06 | May 2, 2016 | M | 11,345 | D | — | Feb 21, 2022 | Common Stock | 11,345 | 0 | D |
| Incentive Stock Option (Right to Buy)F1 | $10.72 | May 2, 2016 | M | 9,450 | D | — | Aug 8, 2021 | Common Stock | 9,450 | 0 | D |
| Stock Option (Right to Buy)F1 | $12.43 | May 2, 2016 | M | 3,911 | D | — | Feb 8, 2021 | Common Stock | 3,911 | 0 | D |
| Incentive Stock Option (Right to Buy)F1 | $16.69 | May 2, 2016 | M | 7,314 | D | — | Aug 19, 2018 | Common Stock | 7,314 | 0 | D |
| Incentive Stock Option (Right to Buy)F1 | $17.11 | May 2, 2016 | M | 6,598 | D | — | Feb 13, 2017 | Common Stock | 6,598 | 0 | D |
| Incentive Stock Option (Right to Buy)F1 | $20.27 | May 2, 2016 | M | 5,444 | D | — | Aug 13, 2017 | Common Stock | 5,444 | 0 | D |
| Incentive Stock Option (Right to Buy)F1 | $20.26 | May 2, 2016 | M | 2,841 | D | — | Aug 14, 2016 | Common Stock | 2,841 | 0 | D |
| Stock Option (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 7,911 | 7,911 | D |
| Stock Option (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 10,528 | 10,528 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning one year from grant date.