SEC Form 4 · accession 0001140361-16-052573
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Petelle
Officer — Vice President
Period of report
Feb 12, 2016
Accepted (ET)
Feb 16, 2016 · 9:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | F | 877 | $24.65 | D | 13,824 | D | |
| Common Stock | Feb 12, 2016 | S | 1,266 | $24.67 | D | 12,558 | D | |
| Common Stock (Restricted Stock Units) | holding | — | — | — | 11,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $23.95 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 4,315 | 4,315 | D |
| Incentive Stock Option (Right to Buy)F1 | $11.15 | holding | — | — | — | — | Feb 19, 2018 | Common Stock | 1,278 | 1,000 | D |
| Stock Option (Right to Buy)F1 | $10.23 | holding | — | — | — | — | Aug 21, 2022 | Common Stock | 1,832 | 5,494 | D |
| Stock Option (Right to Buy)F1 | $13.06 | holding | — | — | — | — | Feb 21, 2022 | Common Stock | 318 | 5,870 | D |
| Stock Option (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 5,743 | 5,743 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 4,839 | 4,839 | D |
| Stock Option (Right to Buy)F1 | $20.50 | holding | — | — | — | — | Aug 12, 2024 | Common Stock | 5,304 | 5,304 | D |
| Stock Option (Right to Buy)F1 | $19.08 | holding | — | — | — | — | Feb 12, 2024 | Common Stock | 5,411 | 5,411 | D |
| Incentive Stock Option (Right to Buy)F1 | $10.72 | holding | — | — | — | — | Aug 8, 2021 | Common Stock | 4,808 | 4,808 | D |
| Incentive Stock Option (Right to Buy)F1 | $17.22 | holding | — | — | — | — | Aug 12, 2023 | Common Stock | 5,396 | 5,396 | D |
| Incentive Stock Option (Right to Buy)F1 | $16.45 | holding | — | — | — | — | Feb 12, 2023 | Common Stock | 5,230 | 5,230 | D |
| Incentive Stock Option (Right to Buy)F1 | $12.43 | holding | — | — | — | — | Feb 8, 2021 | Common Stock | 4,693 | 4,693 | D |
| Incentive Stock Option (Right to Buy)F1 | $16.69 | holding | — | — | — | — | Aug 19, 2018 | Common Stock | 2,926 | 2,926 | D |
| Incentive Stock Option (Right to Buy)F1 | $20.27 | holding | — | — | — | — | Aug 13, 2017 | Common Stock | 2,178 | 2,178 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning one year from grant date