SEC Form 4 · accession 0001140361-15-042506
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot R Jafroodi
Officer — Chief Accounting Officer
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | M | 2,639 | $17.11 | A | 21,692 | D | |
| Common Stock | Nov 19, 2015 | M | 1,763 | $20.26 | A | 23,455 | D | |
| Common Stock | Nov 19, 2015 | S | 4,402 | $23.961 | D | 19,053 | D | |
| Common Stock (Restricted Stock Units) | holding | — | — | — | 8,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $17.11 | Nov 19, 2015 | M | 2,639 | D | — | Feb 13, 2017 | Common Stock | 2,639 | 0 | D |
| Incentive Stock Option (Right to Buy)F1 | $20.26 | Nov 19, 2015 | M | 1,763 | D | — | Aug 14, 2016 | Common Stock | 1,763 | 0 | D |
| Stock Optin (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 4,211 | 4,211 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 3,548 | 3,548 | D |
| Stock Option (Right to Buy)F1 | $20.50 | holding | — | — | — | — | Aug 12, 2024 | Common Stock | 3,890 | 3,890 | D |
| Stock Option (Right to Buy)F1 | $19.08 | holding | — | — | — | — | Feb 12, 2024 | Common Stock | 3,968 | 3,968 | D |
| Stock Option (Right to Buy)F1 | $17.22 | holding | — | — | — | — | Aug 12, 2023 | Common Stock | 3,957 | 3,957 | D |
| Stock Option (Right to Buy)F1 | $16.45 | holding | — | — | — | — | Feb 12, 2023 | Common Stock | 3,835 | 3,835 | D |
| Stock Option (Right to Buy)F1 | $10.23 | holding | — | — | — | — | Aug 21, 2022 | Common Stock | 6,044 | 6,044 | D |
| Stock Option (Right to Buy)F1 | $13.06 | holding | — | — | — | — | Feb 21, 2022 | Common Stock | 4,538 | 4,538 | D |
| Incentive Stock Option (Right to Buy)F1 | $10.72 | holding | — | — | — | — | Aug 8, 2021 | Common Stock | 5,670 | 5,670 | D |
| Incentive Stock Option (Right to Buy)F1 | $12.43 | holding | — | — | — | — | Feb 8, 2021 | Common Stock | 4,693 | 4,693 | D |
| Incentive Stock Option (Right to Buy)F1 | $9.16 | holding | — | — | — | — | Aug 9, 2020 | Common Stock | 6,180 | 6,180 | D |
| Incentive Stock Option (Right to Buy) (Common Stock)F1 | $9.39 | holding | — | — | — | — | Feb 9, 2020 | Common Stock | 5,952 | 5,952 | D |
| Incentive Stock Option (right to buy)F1 | $16.69 | holding | — | — | — | — | Aug 19, 2018 | Common Stock | 2,926 | 2,926 | D |
| Incentive Stock Option (Right to Buy)F1 | $11.60 | holding | — | — | — | — | Aug 10, 2019 | Common Stock | 4,393 | 4,393 | D |
| Incentive Stock Option (right to buy)F1 | $11.15 | holding | — | — | — | — | Feb 19, 2018 | Common Stock | 5,278 | 5,278 | D |
| Incentive Stock Option (right to buy)F1 | $7.55 | holding | — | — | — | — | Feb 10, 2019 | Common Stock | 5,978 | 5,978 | D |
| Incentive Stock Option (right to buy)F1 | $20.27 | holding | — | — | — | — | Aug 13, 2017 | Common Stock | 2,178 | 2,178 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning 1 year from grant date.