SEC Form 4 · accession 0001140361-15-042304

INSTEEL INDUSTRIES INC · IIIN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Nov 6, 2015

Accepted (ET)

Nov 19, 2015 · 4:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000764401

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 6, 2015	G	1,550	$0.00	D	562,077	D
Common Stock	Nov 10, 2015	G	200	$0.00	D	561,877	D
Common Stock	Nov 17, 2015	M	8,532	$12.43	A	570,409	D
Common Stock	Nov 17, 2015	M	9,144	$15.64	A	579,553	D
Common Stock	Nov 17, 2015	M	16,501	$13.06	A	596,054	D
Common Stock	Nov 17, 2015	M	10,309	$10.72	A	606,363	D
Common Stock	Nov 17, 2015	M	21,978	$10.23	A	628,341	D
Common Stock	Nov 17, 2015	F	32,842	$23.84	D	595,499	D
Common Stock	Nov 18, 2015	S	2,250	$24.13	D	593,249	D
Common Stock	Nov 19, 2015	S	7,300	$24.16	D	585,949	D
Common Stock	Nov 19, 2015	S	5,800	$24.22	D	580,149	D
Common Stock	Nov 19, 2015	S	5,000	$24.40	D	575,149	D
Common Stock (Restricted Stock Units)	holding	—	—		—	48,150	D
Common Stock	holding	—	—		—	177,822	I	Co-trustee of trusts for the benefit of children of H. O. Woltz III and Edwin M Woltz
Common Stock	holding	—	—		—	81,222	I	co-trustee of Woltz Foundation
Common Stock	holding	—	—		—	130,452	I	Co-trustee of trusts created by estate of Howard O. Woltz Jr.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$10.23	Nov 17, 2015	M	21,978	D	—	Aug 21, 2022	Common Stock	21,978	0	D
Stock Option (Right to Buy)^F1	$10.72	Nov 17, 2015	M	10,309	D	—	Aug 8, 2021	Common Stock	10,309	0	D
Stock Option (Right to Buy)^F1	$13.06	Nov 17, 2015	M	16,501	D	—	Feb 21, 2022	Common Stock	16,501	0	D
Stock Option (Right to Buy)^F1	$15.64	Nov 17, 2015	M	9,144	D	—	Feb 14, 2016	Common Stock	9,144	0	D
Stock Option (Right to Buy)^F1	$12.43	Nov 17, 2015	M	8,532	D	—	Feb 8, 2021	Common Stock	8,532	0	D
Stock Option (Right to Buy)^F1	$18.05	holding	—	—	—	—	Aug 17, 2025	Common Stock	22,971	22,971	D
Stock Option (Right to Buy)^F1	$21.96	holding	—	—	—	—	Feb 17, 2025	Common Stock	19,355	19,355	D
Common Stock (Right to Buy)^F1	$20.50	holding	—	—	—	—	Aug 12, 2024	Common Stock	21,216	21,216	D
Common Stock (Right to Buy)^F1	$19.08	holding	—	—	—	—	Feb 12, 2024	Common Stock	21,645	21,645	D
Stock Option (Right to Buy)^F1	$17.22	holding	—	—	—	—	Aug 12, 2023	Common Stock	21,583	21,583	D
Stock Option (Right to Buy)^F1	$16.45	holding	—	—	—	—	Feb 12, 2023	Common Stock	20,921	20,921	D
Stock Option (Right to Buy)^F1	$16.69	holding	—	—	—	—	Aug 19, 2018	Common Stock	15,957	15,957	D
Stock Option (Right to Buy)^F1	$17.11	holding	—	—	—	—	Feb 13, 2017	Common Stock	14,395	14,395	D
Stock Option (Right to Buy)^F1	$20.27	holding	—	—	—	—	Aug 13, 2017	Common Stock	11,878	11,878	D
Stock Option (Right to Buy)^F1	$20.26	holding	—	—	—	—	Aug 14, 2016	Common Stock	6,369	6,369	D