SEC Form 4 · accession 0001140361-15-041409
INSTEEL INDUSTRIES INC · IIIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Wagner
Officer — Vice President
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | M | 14,946 | $7.55 | A | 72,303 | D | |
| Common Stock | Nov 13, 2015 | F | 4,723 | $23.16 | D | 67,580 | D | |
| Common Stock | Nov 13, 2015 | S | 2,150 | $22.477 | D | 65,430 | D | |
| Common Stock (Restricted Stock Units) | holding | — | — | — | 22,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F1 | $7.55 | Nov 13, 2015 | M | 14,946 | D | — | Feb 10, 2019 | Common Stock | 14,946 | 0 | D |
| Stock Option (Right to Buy)F1 | $18.05 | holding | — | — | — | — | Aug 17, 2025 | Common Stock | 10,528 | 10,528 | D |
| Stock Option (Right to Buy)F1 | $21.96 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 8,871 | 8,871 | D |
| Stock Option (Right to Buy)F1 | $20.50 | holding | — | — | — | — | Aug 12, 2024 | Common Stock | 9,724 | 9,724 | D |
| Stock Option (Right to Buy)F1 | $19.08 | holding | — | — | — | — | Feb 12, 2024 | Common Stock | 9,921 | 9,921 | D |
| Stock Optioon (Right to Buy)F1 | $17.22 | holding | — | — | — | — | Aug 12, 2023 | Common Stock | 9,892 | 9,892 | D |
| Stock Option (Right to Buy)F1 | $16.45 | holding | — | — | — | — | Feb 12, 2023 | Common Stock | 9,589 | 9,589 | D |
| Stock Option (Right to Buy)F1 | $10.23 | holding | — | — | — | — | Aug 21, 2022 | Common Stock | 15,110 | 15,110 | D |
| Stock Option (Right to Buy)F1 | $13.06 | holding | — | — | — | — | Feb 21, 2022 | Common Stock | 11,345 | 11,345 | D |
| Incentive Stock Option (Right to Buy)F1 | $10.72 | holding | — | — | — | — | Aug 8, 2021 | Common Stock | 9,450 | 9,450 | D |
| Stock Option (Right to Buy)F1 | $12.43 | holding | — | — | — | — | Feb 8, 2021 | Common Stock | 3,911 | 3,911 | D |
| Incentive Stock Option (Right to Buy)F1 | $9.16 | holding | — | — | — | — | Aug 9, 2020 | Common Stock | 15,449 | 15,449 | D |
| Incentive Stock Option (Right to Buy) (Common Stock)F1 | $9.39 | holding | — | — | — | — | Feb 9, 2020 | Common Stock | 14,881 | 14,881 | D |
| Incentive Stock Option (Right to Buy)F1 | $16.69 | holding | — | — | — | — | Aug 19, 2018 | Common Stock | 7,314 | 7,314 | D |
| Incentive Stock Option (Right to Buy)F1 | $17.11 | holding | — | — | — | — | Feb 13, 2017 | Common Stock | 6,598 | 6,598 | D |
| Incentive Stock Option (Right to Buy)F1 | $20.27 | holding | — | — | — | — | Aug 13, 2017 | Common Stock | 5,444 | 5,444 | D |
| Incentive Stock Option (Right to Buy)F1 | $20.26 | holding | — | — | — | — | Aug 14, 2016 | Common Stock | 2,841 | 2,841 | D |
Explanation of responses
- F1Options vest 1/3 annually beginning one year from grant date.