SEC Form 4 · accession 0001493152-17-007100
VBI Vaccines Inc/BC · VBIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francisco Diaz-Mitoma
Officer — Chief Medical Officer
Period of report
Jun 22, 2017
Accepted (ET)
Jun 23, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, no par value per shareF1 | Jun 22, 2017 | A | 12,500 | $0.00 | A | 264,339 | D | |
| Common Shares, no par value per shareF2 | holding | — | — | — | 19,404 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 22, 2017, the issuer's board of directors approved the issuance of 12,500 common shares to the reporting person under the issuer's 2016 equity incentive plan.
- F2The common shares are held of record by 1120962 Ontario Inc. As the President of such corporation that owns 100% of its voting securities, the reporting person has the power to vote and dispose of the common shares held by the corporation.