SEC Form 4 · accession 0001182489-19-000117
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Munoz
Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 68,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F5,F2,F4 | — | Feb 15, 2019 | J | 0 | A | — | — | Common Stock | 0 | 13,083 | D |
| Phantom Stock UnitsF6,F7,F8,F2,F4 | — | Feb 15, 2019 | M | 934 | D | — | — | Common Stock | 934 | 12,149 | D |
Explanation of responses
- F1Includes 38,156 deferred shares held under the Stock Compensation Plan for Non-Employee Directors, including an increase of 1,513 shares acquired through the reinvestment of dividends since May 17, 2018, the date of the last reportable transaction.
- F2Phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
- F3No share equivalents acquired or disposed.
- F4The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as previously elected by the participant.
- F5Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This includes an increase of 519 share equivalents acquired through the reinvestment of dividends since May 17, 2018, the date cumulative holdings in the Deferred Fee Plan for Non-Employee Directors were last reported to the SEC.
- F6These share equivalents are being settled in cash pursuant to the Deferred Fee Plan for Non-Employee Directors.
- F7The average of the high and low price of Altria Group, Inc. common stock on February 15, 2019.
- F8Share equivalents held in the Deferred Fee Plan for Non-Employee Directors.