SEC Form 4 · accession 0001182489-18-000237
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Newman
Director
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2018 | A | 3,165 | $0.00 | A | 9,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F6,F7,F3,F5 | — | May 17, 2018 | A | 90 | A | — | — | Common Stock | 90 | 235 | D |
Explanation of responses
- F1Deferred stock awarded under the 2015 Stock Compensation Plan for Non-Employee Directors.
- F2Includes 3,165 deferred shares held in the Stock Compensation Plan for Non-Employee Directors.
- F3Phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
- F4These units were acquired on May 17, 2018 pursuant to the Deferred Fee Plan for Non-Employee Directors.
- F5The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
- F6The average of the high and low price of Altria Group, Inc. common stock on May 17, 2018.
- F7Share equivalents held in the Deferred Fee Plan for Non-Employee Directors.