SEC Form 4 · accession 0001182489-18-000203
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Newman
Director
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2018 | P | 5,345 | $56.1898 | A | 6,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F5,F2,F4 | — | Apr 30, 2018 | J | 0 | A | — | — | Common Stock | 0 | 145 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price of all shares purchased. The shares were purchased in multiple transactions at prices ranging from $56.1475 to $56.1932. The reporting person undertakes to provide to Altria Group, Inc., any security holder of Altria Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.
- F2Phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
- F3No share equivalents acquired or disposed.
- F4The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
- F5Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This includes an increase of one share equivalent acquired through the reinvestment of dividends since March 30, 2018, the date of the last reportable transaction.