SEC Form 4 · accession 0001182489-18-000188
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Newman
Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 677 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F4,F5,F1,F3 | — | Mar 30, 2018 | A | 144 | A | — | — | Common Stock | 144 | 144 | D |
Explanation of responses
- F1Phantom Stock Units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
- F2These units were acquired on March 30, 2018 pursuant to the Deferred Fee Plan for Non-Employee Directors.
- F3The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
- F4The average of the high and low price of Altria Group, Inc. common stock on March 29, 2018 (as the NYSE was closed for a holiday on March 30, 2018).
- F5Share equivalents held in the Deferred Fee Plan for Non-Employee Directors.