SEC Form 4 · accession 0001182489-18-000186
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Farrell II
Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 69,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F5,F6,F2,F4 | — | Mar 30, 2018 | A | 219 | A | — | — | Common Stock | 219 | 28,990 | D |
Explanation of responses
- F1Includes 66,674 deferred shares held in the Stock Compensation Plan for Non-Employee Directors, including an increase of 626 shares acquired through the reinvestment of dividends since December 29, 2017, the date of the last reportable transaction.
- F2Phantom Stock Units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
- F3These units were acquired on March 30, 2018 pursuant to the Deferred Fee Plan for Non-Employee Directors.
- F4The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
- F5The average of the high and low price of Altria Group, Inc. common stock on March 29, 2018 (as the NYSE was closed for a holiday on March 30, 2018).
- F6Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This total includes the March 30, 2018 acquisition of 219 share equivalents under the Deferred Fee Plan for Non-Employee Directors and 270 share equivalents acquired through the reinvestment of dividends since December 29, 2017, the date of the last reportable transaction.