SEC Form 4 · accession 0001182489-18-000129
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn B. McQUADE
Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 26,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F5,F2,F4 | — | Mar 1, 2018 | J | 0 | A | — | — | Common Stock | 0 | 7,418 | D |
| Phantom Stock UnitsF6,F7,F8,F2,F4 | — | Mar 1, 2018 | I | 1,703 | D | — | — | Common Stock | 1,703 | 5,715 | D |
Explanation of responses
- F1Includes 23,638 deferred shares held in the Stock Compensation Plan for Non-Employee Directors, including an increase of 648 shares acquired through the reinvestment of dividends since May 18, 2017, the date of the last reportable transaction.
- F2Phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
- F3No share equivalents acquired or disposed.
- F4The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
- F5Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This includes an increase of 203 share equivalents acquired through the reinvestment of dividends and 1 share equivalent as a result of the accumulation of fractional shares since May 18, 2017, the date of the last reportable transaction.
- F6On February 5, 2018, the reporting person provided her irrevocable consent to transfer a portion of her Altria share equivalents into an alternative investment account in the Deferred Fee Plan for Non-Employee Directors. The shares were transferred effective March 1, 2018 pursuant to the Deferred Fee Plan.
- F7The average high and low price of Altria Group, Inc. common stock on February 28, 2018.
- F8Share equivalents held in the Deferred Fee Plan for Non-Employee Directors.