SEC Form 4 · accession 0001182489-18-000068
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A. Johnson
Officer — Pres&CEO, Altria Grp Dist. Co.
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 7, 2018 | F | 7,420 | $67.24 | D | 64,809 | D | |
| Common StockF3,F4 | Feb 8, 2018 | S | 14,953 | $66.5909 | D | 49,856 | D | |
| Common Stock | holding | — | — | — | 201,741 | I | By Family Trust | |
| Common StockF5 | holding | — | — | — | 30 | I | By Son | |
| Common StockF5 | holding | — | — | — | 320 | I | By Step-Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy taxes on the vesting of Restricted Stock Units.
- F2The average of the high and low intraday trading price of Altria Group, Inc. common stock on February 7, 2018.
- F3The price reported in Column 4 is a weighted average price of all shares sold on February 8, 2018. The shares were sold in multiple transactions at prices ranging from $66.59 to $66.62. The reporting person undertakes to provide to Altria Group, Inc., any security holder of Altria Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- F4Includes 49,856 Restricted Stock Units.
- F5The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.