SEC Form 4 · accession 0001182489-16-001282
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J. Barrington
Officer — Chairman, CEO & President · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 10:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | S | 15,960 | $65.8484 | D | 833,577 | D | |
| Common StockF3 | Oct 31, 2016 | G | 31,919 | $0.00 | D | 801,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging from $65.84 to $65.95. The reporting person undertakes to provide to Altria Group, Inc., any security holder of Altria Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- F2Bona fide gift to Barrington Family Foundation, a Section 501(c)(3) charitable foundation.
- F3Includes 212,773 Restricted Stock Units and 292,960 shares of Restricted Stock.