SEC Form 4 · accession 0001182489-16-001269
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles N. Whitaker
Officer — SVP HR Compliance InfoSvcs&CCO
Period of report
Sep 6, 2016
Accepted (ET)
Oct 4, 2016 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2016 | G | 2,500 | $0.00 | D | 0 | I | By Family Trust |
| Common StockF2,F3 | Sep 6, 2016 | G | 833 | $0.00 | A | 123,165 | D | |
| Common StockF4 | holding | — | — | — | 535 | I | DPS |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gifting of full amount of issuer securities held by Family Trust to trust beneficiaries.
- F2The reporting person received 833 shares as a beneficiary of the Family Trust. The remaining 1,667 shares held by the Family Trust were distributed to other family member beneficiaries who do not share the reporting person's household.
- F3Includes 43,040 Restricted Stock Units and 17,700 shares of Restricted Stock.
- F4Shares held in the Altria Deferred Profit-Sharing Plan.