SEC Form 4 · accession 0001182489-16-001204
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles N. Whitaker
Officer — SVP HR Compliance InfoSvcs&CCO
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 4, 2016 | S | 11,000 | $66.5328 | D | 122,332 | D | |
| Common Stock | holding | — | — | — | 2,500 | I | By Family Trust | |
| Common StockF3 | holding | — | — | — | 535 | I | DPS |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price of all shares sold. The shares were sold in multiple transactions at prices ranging from $66.53 to $66.55. The reporting person undertakes to provide to Altria Group, Inc., any security holder of Altria Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- F2Includes 43,040 Restricted Stock Units and 17,700 shares of Restricted Stock.
- F3Shares held in the Altria Deferred Profit-Sharing Plan.