SEC Form 4 · accession 0001182489-16-001102
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Munoz
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2016 | A | 2,779 | $0.00 | A | 76,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F6,F3,F5 | — | May 19, 2016 | J | 0 | A | — | — | Common Stock | 0 | 12,502 | D |
Explanation of responses
- F1Deferred stock awarded under the 2015 Stock Compensation Plan for Non-Employee Directors.
- F2Includes 28,697 deferred shares held under the Stock Compensation Plan for Non-Employee Directors, including an increase of 2,687 shares acquired through the reinvestment of dividends since May 20, 2015, the date of the last reportable transaction. The deferred share balance reflects the distribution of 37,571 previously deferred shares under the Stock Compensation Plan for Non-Employee Directors to the reporting person's personal holdings on a specified date as elected by the participant.
- F3Phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
- F4No share equivalents acquired or disposed.
- F5The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
- F6Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This includes an increase of 469 share equivalents acquired through the reinvestment of dividends since May 20, 2015, the date of the last reportable transaction.