SEC Form 4 · accession 0001182489-16-001100
ALTRIA GROUP, INC. · MO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Farrell II
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2016 | A | 2,779 | $0.00 | A | 62,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F6,F7,F3,F5 | — | May 19, 2016 | A | 278 | A | — | — | Common Stock | 278 | 25,403 | D |
Explanation of responses
- F1Deferred stock awarded under the Stock Compensation Plan for Non-Employee Directors.
- F2Includes 60,203 deferred shares held in the Stock Compensation Plan for Non-Employee Directors, including an increase of 505 shares acquired through the reinvestment of dividends since March 31, 2016, the date of the last reportable transaction.
- F3Phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
- F4These units were acquired on May 19, 2016 pursuant to the Deferred Fee Plan for Non-Employee Directors.
- F5The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
- F6The average of the high and low price of Altria Group, Inc. common stock on May 19, 2016.
- F7Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This total includes the May 19, 2016 acquisition of 278 share equivalents under the Deferred Fee Plan for Non-Employee Directors and 221 share equivalents acquired through the reinvestment of dividends since March 31, 2016, the date of the last reportable transaction.