SEC Form 4 · accession 0000764065-16-000162
CLEVELAND-CLIFFS INC. · CLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Kelly Tompkins
Officer — EVP & CFO
Period of report
Nov 11, 2015
Accepted (ET)
Jan 5, 2016 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 11, 2015 | F | 3,548 | $3.24 | D | 218,777 | D | |
| Common SharesF2 | Dec 31, 2015 | F | 4,013 | $1.58 | D | 214,764 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of shares in payment of tax liability incurred on November 11, 2015, the date of restricted share units vesting to the Reporting Person.
- F2Surrender of shares in payment of tax liability incurred on December 31, 2015, the date of restricted share units vesting in three equal annual installments to the Reporting Person granted on January 12, 2015.