SEC Form 4 · accession 0000764065-15-000122
CLEVELAND-CLIFFS INC. · CLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lourenco Goncalves
Officer — Chairman, President & CEO · Director
Period of report
Sep 10, 2015
Accepted (ET)
Sep 14, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Sep 10, 2015 | A | 633,803 | $0.00 | A | 1,197,940 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the number of restricted share units granted to the Reporting Person on September 10, 2015 from the Cliffs Natural Resources Inc. 2015 Equity and Incentive Compensation Plan. This grant vests on December 15, 2017.
- F2This amount includes 300,000 common shares previously reported as indirectly held by the Reporting Person in the Celso Lourenco Goncalves Revocable Trust.