SEC Form 4 · accession 0000764065-15-000013
CLEVELAND-CLIFFS INC. · CLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Graham
Officer — EVP, Chief Legal Officer & Sec
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000764065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 12, 2015 | A | 24,153 | $0.00 | A | 30,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right-to-buy) | $7.70 | Jan 12, 2015 | A | 24,154 | A | Dec 31, 2017 | Jan 11, 2025 | Common Shares | 24,154 | 24,154 | D |
Explanation of responses
- F1Reflects the number of restricted share units granted to the Reporting Person on January 12, 2015 from the Cliffs Natural Resources Inc. Amended and Restated 2012 Incentive Equity Plan. This grant vests in three equal annual installments beginning on December 31, 2015.