SEC Form 4 · accession 0001209191-19-014833
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Carrion
Officer — Executive Chairman · Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per share | Feb 27, 2019 | F | 3,560 | $55.50 | D | 213,830 | D | |
| Common Stock Par Value $0.01 per shareF1 | holding | — | — | — | 73,694 | I | Junior Investment | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 3,223 | I | by son | |
| Common Stock Par Value $0.01 per shareF2 | holding | — | — | — | 208 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest.
- F2Shares held by the estate of Mr. Carrion's deceased spouse.