SEC Form 5 · accession 0001209191-19-010076
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Carrion
Officer — Executive Chairman · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF2 | Dec 31, 2018 | J | 831 | $0.00 | A | 178,959 | D | |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 3,223 | I | by son | |
| Common Stock Par Value $0.01 per shareF4 | holding | — | — | — | 81,955 | I | Junior Investment | |
| Common Stock Par Value $0.01 per shareF5 | holding | — | — | — | 208 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
- F2Amount of securities beneficially owned as of December 31, 2018 reflects a reduction of 848.562 shares incorrectly included as part of the reporting person's holdings.
- F3Includes 3,200 shares previously held through the estate of Mr. Carrion's deceased spouse which were distributed to Mr. Carrion's son on December 11, 2018, as part of the liquidation of the estate of the deceased spouse.
- F4Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest.
- F5Shares held by the estate of Mr. Carrion's deceased spouse.