SEC Form 4 · accession 0001209191-18-029110
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alejandro M Ballester
Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF2 | May 8, 2018 | A | 2,133 | $0.00 | A | 24,560 | D | |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 534 | I | by daughter | |
| Common Stock Par Value $0.01 per shareF4 | holding | — | — | — | 489 | I | by daughter | |
| Common Stock Par Value $0.01 per shareF5 | holding | — | — | — | 299 | I | by son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.
- F2Includes 234.513 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
- F3Includes 6.126 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
- F4Includes 5.629 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
- F5Includes 3.431 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.