SEC Form 4 · accession 0001209191-17-021925
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Carrion
Officer — Chairman & CEO · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 10:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF1 | Mar 17, 2017 | F | 4,023 | $45.06 | D | 362,506 | D | |
| Common Stock Par Value $0.01 per shareF2 | Mar 17, 2017 | F | 3,560 | $44.68 | D | 358,946 | D | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 23 | I | by son | |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 3,408 | I | by Spouse | |
| Common Stock Par Value $0.01 per shareF4 | holding | — | — | — | 81,955 | I | Junior Investment |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on the closing price of the common stock on January 27, 2017, the vesting date.
- F2Based on the closing price of the common stock on February 27, 2017, the vesting date.
- F3Shares held by the estate of Mr. Carrion's deceased spouse.
- F4Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest.