SEC Form 4 · accession 0001209191-17-012916
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
O. Rivera Nestor
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF1,F2 | Feb 17, 2017 | S | 7,176 | $45.242 | D | 24,455 | D | |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 1,319 | I | by wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price is a weighted average price. These shares were sold in multiple transactions ranging from $45.17 to $45.375 inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Includes 63.421 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
- F3Includes 4.739 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.