SEC Form 4 · accession 0001209191-17-008942
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos J Vazquez
Officer — Executive Vice President & CFO
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF1,F2 | Feb 6, 2017 | S | 18,292 | $43.903 | D | 468 | I | Family Member |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 87,523 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price is a weighted average price. These shares were sold in multiple transactions ranging from $43.57 to $44.09, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Shares held by family member over which Mr. Vazquez has investment authority.
- F3Includes 75.996 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act and excludes 64 shares that were erroneously reported in prior filings.