SEC Form 4 · accession 0001209191-16-149474
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
O. Rivera Nestor
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF1 | Nov 9, 2016 | S | 10,000 | $37.966 | D | 31,400 | D | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 1,300 | I | by wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price is a weighted average price. These shares were sold in multiple transactions ranging from $37.93 to $38.00, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.