SEC Form 4 · accession 0001209191-16-147376
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ileana Gonzalez
Officer — Executive Vice President
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 9:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF1,F2 | Oct 27, 2016 | F | 1,180 | $38.96 | D | 36,087 | D | |
| Common Stock Par Value $0.01 per shareF3,F4 | holding | — | — | — | 3,451 | I | by husband |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on the closing price of the common stock on September 25, 2016, the vesting date.
- F2Includes 132.304 shares acquired since Ms. Gonzalez's last Form 4, pursuant to reinvestment of dividends paid by the Corporation and which are exempt from Section 16 of the Securities Exchange Act.
- F3Includes 2.232 shares acquired by Ms. Gonzalez's husband since her last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.
- F4Ms. Gonzalez disclaims beneficial ownership of Popular Inc.'s shares held by her husband.