SEC Form 4 · accession 0001209191-16-117664
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Unanue
Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 10:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per share | May 3, 2016 | A | 1,658 | $0.00 | A | 42,053 | D | |
| Common Stock Par Value $0.01 per shareF2 | holding | — | — | — | 75,731 | I | By mother | |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 5,331 | I | Island Can Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.
- F2Mr. Unanue disclaims beneficial ownership of Popular, Inc.'s shares held by his mother.
- F3Represents 8.33% of Popular, Inc.'s common stock held by Island Can Corp. of which Mr. Unanue has an ownership interest of 8.33% and is General Manager.