SEC Form 4 · accession 0001209191-16-108455
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Carrion
Officer — Chairman & CEO · Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF1,F2 | Mar 11, 2016 | F | 9,661 | $26.69 | D | 339,588 | D | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 3,408 | I | by wife | |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 81,955 | I | Junior Investment | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 23 | I | by son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on the closing price of the common stock on February 27, 2016, the vesting date.
- F2Includes 887 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3) from January through March 2016.
- F3Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest.