SEC Form 5 · accession 0001209191-16-098886
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Carrion
Officer — Chairman & CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per share | Dec 31, 2015 | J | 624 | $0.00 | A | 290,289 | D | |
| Common Stock Par Value $0.01 per shareF2 | holding | — | — | — | 81,955 | I | Junior Investment | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 3,408 | I | by wife | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 23 | I | by son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3) during calendar year 2015.
- F2Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest.