SEC Form 4/A · accession 0001209191-16-098320
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carlos Unanue
Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF2 | Feb 11, 2016 | A | 418 | $0.00 | A | 36,842 | D | |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 5,331 | I | Island Can Corp. | |
| Common Stock Par Value $0.01 per shareF4 | holding | — | — | — | 75,731 | I | By mother |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.
- F2This form has been amended to include 218 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.
- F3Represents 8.33% of Popular, Inc.'s common stock held by Island Can Corp. of which Mr. Unanue has an ownership interest of 8.33% and is General Manager.
- F4Mr. Unanue disclaims beneficial ownership of Popular, Inc.'s shares held by his mother.