SEC Form 4 · accession 0001209191-16-097889
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Unanue
Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per share | Feb 11, 2016 | A | 418 | $0.00 | A | 36,624 | D | |
| Common Stock Par Value $0.01 per shareF2 | holding | — | — | — | 5,331 | I | Island Can Corp. | |
| Common Stock Par Value $0.01 per shareF3 | holding | — | — | — | 75,731 | I | By mother |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.
- F2Represents 8.33% of Popular, Inc.'s common stock held by Island Can Corp. of which Mr. Unanue has an ownership interest of 8.33% and is General Manager.
- F3Mr. Unanue disclaims beneficial ownership of Popular, Inc.'s shares held by his mother.