SEC Form 4 · accession 0001209191-15-078814
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria Luisa Ferre
Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per share | Nov 4, 2015 | A | 270 | $0.00 | A | 27,443 | D | |
| Common Stock Par Value $0.01 per shareF2,F3 | Nov 5, 2015 | S | 296,164 | $29.39 | D | 0 | I | GFR MEDIA, LLC |
| 8.25% Non-Cumulative Monthly Income Preferred Stock Series B | holding | — | — | — | 4,175 | I | by husband | |
| Common Stock Par Value $0.01 per shareF4 | holding | — | — | — | 43,739 | I | The Luis A. Ferre Foundation, Inc. | |
| Common Stock Par Value $0.01 per shareF5 | holding | — | — | — | 297 | I | Ranfe, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.
- F2This price is a weighted average price. These shares were sold in multiple transactions ranging from $29.22 to $29.84, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3GFR Media, LLC (formerly El Dia Inc) is 100% owned by FRG, Inc.
- F4Ms. Ferre is the President and a Trustee of The Luis A. Ferre Foundation, Inc.
- F5Ranfe, Inc. is 100% owned by the Ferre Rangel siblings.