SEC Form 4 · accession 0001209191-15-077073
POPULAR, INC. · BPOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Carrion
Officer — Chairman & CEO · Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.01 per shareF1 | Oct 27, 2015 | F | 406 | $30.22 | D | 288,409 | D | |
| Common Stock Par Value $0.01 per shareF2 | holding | — | — | — | 81,955 | I | Junior Investment | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 3,408 | I | by wife | |
| Common Stock Par Value $0.01 per share | holding | — | — | — | 23 | I | by son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on the closing price of the common stock on September 25, 2015, the vesting date.
- F2Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest.